240-707-6610

Prime Brokerage and Custody Services

HIGH QUALITY SOLUTIONS CUSTOMIZED TO MEET YOUR NEEDS

With respect to prime brokerage services and the safekeeping of client assets, we offer high quality solutions customized to meet our clients’ needs. We employ the platform and comprehensive clearing and custody services of Raymond James & Associates, one of the nation’s leading diversified financial services firms. Its client-first focus translates to tailored solutions for institutional investors – including the ability to trade away on margin, execute short sales, and conduct away block trading – and timely and responsive service and support. Efficiency and accuracy are emphasized in each of its offerings, including clearing, settlement, asset servicing, reporting, foreign exchange and more.

Our investors also enjoy simple and secure access to their portfolio data, as well as robust reporting capabilities. You can monitor the details of your investment positions and transactions in one place using a consolidated view that facilitates record-keeping.

With a custodian that adheres to high standards for efficiency and risk management, you can meet the challenges of investing in today’s evolving markets.

Our services:

  • Prime brokerage services, including the ability to trade away on margin, execute short sales, and conduct away block trading
  • Securities processing and settlement
  • Asset safekeeping
  • Comprehensive reporting
  • Foreign exchange
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A strong, stable custodian

Investors trust Raymond James & Associates to safeguard assets and accurately execute transactions because of its demonstrated financial integrity, strength and stability. Founded in 1962, the firm has maintained a steady focus on conservative management, a commitment to superior client service and holds the knowledge, experience and expertise to help meet your custody needs.

Detailed reporting

Access the specifics of your custody transactions through a secure online portal that is easy to navigate and available when you need it. Should you ever have an issue, our support team is ready to assist. We aim to provide service that exceeds your expectations.

WITH A CUSTODIAN THAT ADHERES TO HIGH STANDARDS FOR EFFICIENCY AND RISK MANAGEMENT, YOU CAN MEET THE CHALLENGES OF INVESTING IN TODAY’S EVOLVING MARKETS WITH CONFIDENCE.

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LATEST
NEWS

Congratulations Joan!

Joan F. Bowers has been named to Forbes’ 2025 list of Best-in-State Women Wealth Advisors. See the full rankings here: https://www.forbes.com/lists/best-in-state-women-advisors/?sh=2262cc761d11 The 2025 Forbes Top Women Wealth Advisors Best-in-State list, developed by Shook...

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Exciting News!

Joan F. Bowers has been named Best-in-State Top Women Wealth Advisor by Forbes! See the full 2024 rankings here: https://www.forbes.com/lists/best-in-state-women-advisors/?sh=2262cc761d11 The Forbes America's Top Women Wealth Advisors Best-In-State 2024, developed by Shook...

read more