Prime Brokerage and Custody Services
HIGH QUALITY SOLUTIONS CUSTOMIZED TO MEET YOUR NEEDSWith respect to prime brokerage services and the safekeeping of client assets, we offer high quality solutions customized to meet our clients’ needs. We employ the platform and comprehensive clearing and custody services of Raymond James & Associates, one of the nation’s leading diversified financial services firms. Its client-first focus translates to tailored solutions for institutional investors – including the ability to trade away on margin, execute short sales, and conduct away block trading – and timely and responsive service and support. Efficiency and accuracy are emphasized in each of its offerings, including clearing, settlement, asset servicing, reporting, foreign exchange and more.
Our investors also enjoy simple and secure access to their portfolio data, as well as robust reporting capabilities. You can monitor the details of your investment positions and transactions in one place using a consolidated view that facilitates record-keeping.
With a custodian that adheres to high standards for efficiency and risk management, you can meet the challenges of investing in today’s evolving markets.
Our services:
- Prime brokerage services, including the ability to trade away on margin, execute short sales, and conduct away block trading
- Securities processing and settlement
- Asset safekeeping
- Comprehensive reporting
- Foreign exchange
A strong, stable custodian
Investors trust Raymond James & Associates to safeguard assets and accurately execute transactions because of its demonstrated financial integrity, strength and stability. Founded in 1962, the firm has maintained a steady focus on conservative management, a commitment to superior client service and holds the knowledge, experience and expertise to help meet your custody needs.
Detailed reporting
Access the specifics of your custody transactions through a secure online portal that is easy to navigate and available when you need it. Should you ever have an issue, our support team is ready to assist. We aim to provide service that exceeds your expectations.
WITH A CUSTODIAN THAT ADHERES TO HIGH STANDARDS FOR EFFICIENCY AND RISK MANAGEMENT, YOU CAN MEET THE CHALLENGES OF INVESTING IN TODAY’S EVOLVING MARKETS WITH CONFIDENCE.
LATEST
NEWS
Healthy, Wealthy and Wise
Business Ownership The connection between financial wellness and health can have benefits for your employees and your business. The connection between health and wealth is more than a Benjamin Franklin quote. It turns out that saving and investing for retirement, preparing for...
Becoming a Digital Nomad
Lifestyle and Technology Two truths and a lie about life on the road. It’s common to consider downsizing as you approach retirement, but maybe not to the extreme some are now doing. Think: no permanent residence. There’s a trend of so-called digital nomads, defined as people...
Are Your Important Documents Secure and Accessible?
Family and Lifestyle Keep your financial life organized with a thoughtful combination of digital and physical storage solutions. Pop quiz: In an emergency, could your loves ones find your current will and power of attorney? If you had to evacuate your home, could you quickly...